SRA

Solicitors Regulation Authority

KWM’s ex-London boss faces SDT over allegedly “kissing” colleague

King & Wood Mallesons’ former London managing partner is set to be prosecuted before the Solicitors Disciplinary Tribunal (SDT) for alleged inappropriate conduct towards a female colleague. Darren Roiser has been accused of “kissing” a female colleague and “commenting that she was very attractive”. The Solicitors Regulatory Authority’s decision to prosecute Roiser, which was made […]

The LSB should back off

Market frustration with the SRA reached a new high this week after the Legal Services Board finally published its independent review of the handling of Axiom Ince’s collapse. The headlines made tough reading for the SRA. Enforcement action was promised with the LSB accusing the SRA of not acting “adequately, effectively, and efficiently” to prevent […]

Solicitors Regulation Authority

“Wasted time and costs”: Candey cleared of AML claims

Litigation boutique Candey has today been cleared by the Solicitors Disciplinary Tribunal (SDT) of anti-money laundering (AML) failures regarding a £24m deal for a Northumberland country estate in 2015. Managing partner Ashkhan Candey said in a statement that it was “regrettable” that the Solicitors Regulation Authority (SRA) “did not engage with us on the substantive […]

Solicitors Regulation Authority

Hamlins partner set for SDT hearing over alleged “improper” litigation threats

A key member of Hamlins’ media and entertainment team has been referred to the Solicitors Disciplinary Tribunal (SDT) by the legal regulator with “a case to answer”. Christopher Hutchings, who launched Hamlins’ highly successful media team 13 years ago, is alleged to have made “assertions which were false and/or misleading including as to the strength […]

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Mayer Brown partner set for SDT appearance

A partner from Mayer Brown’s London office is scheduled to appear before the Solicitors Disciplinary Tribunal (SDT) later this year over historic allegations related to “know your client” checks. Corporate real estate partner Simon Price is set to appear before the SDT on 11 June for an initial case management hearing. The Lawyer understands that a […]

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Litigation boutique in SDT hearing over alleged AML failures

Litigation firm CANDEY appears before the Solicitors Disciplinary Tribunal (SDT) this week, alongside former partner Richard Morris, over allegations of anti-money-laundering (AML) failures. The matter regards a £24m deal for a Northumberland country estate in 2015. No actual fraud or money-laundering has been identified. The SRA alleges that the firm and Morris, who left for […]

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The SRA is on the ropes

On Tuesday last week (9 April), the SRA sought to quell a rising tide of discontent around the Solicitors Qualifying Examination (SQE). In its most recent SQE annual report, SRA chief executive Paul Philip said the public and profession could have “confidence” in this “rigorous assessment”. That confidence was short-lived. Yesterday (15 April), Philip was […]